Recent SEC & SLI Alerts

Dec. 15, 2005 - Further Relief from the Section 404 Requirements for Smaller Companies and Newly Public Companies.

Dec. 13, 2006 - SEC Votes to Propose Interpretive Guidance for Management to Improve Sarbanes-Oxley 404 Implementation.

STOECKLEIN LAW GROUP COMMENT LETTER TO SEC ON THE PROPOSED "AMENDMENTS TO THE PENNY STOCK RULES."

SEC Adopts Rules on Disclosure of Nominating Committee Function and Communications Between Security Holders and Boards of Directors.

NASDAQ ANNOUNCES DISCONTINUATION OF THE BBX.

FEE RATE ADVISORY #6 from SEC

SECTION 16 UPDATE

AUGUST 14, 2003 and PERIODIC '34 ACT FILINGS MADE BEFORE AUGUST 14, 2003

SEC Votes to Propose Changes in Filing Deadlines and Accelerated Filer Definition; Postpone 404 Compliance Date for Non-accelerated Filers; Propose Issuing Section 28(e) Interpretive Guidance.

USE OF FORM S-8 AND FORM 8-K BY SHELL COMPANIES (PDF FILE)

SEC Adopts Rules on Disclosure of Nominating Committee Functions and Communications Between Security Holders and Boards of Directors

Previous Publications

October 29, 2003-SEC Proposes Rule Relating to Short Sales.

August 6, 2003-SEC Proposes New Rules Relating to Director Nomination Process and Shareholder Communication with Directors.

July 22, 2003-New EDGAR Changes announced by SEC.

July 15, 2003-SEC Releases Staff Report on Proxy Review Process.

June 5. 2003-SEC Adopts Final Rules Regarding Reports on Internal Controls and Filing Requirements for Section 302 and 906 Certifications.

May 7, 2003-SEC Requires Electronic Filing and Website Posting of Section 16 Reports.