SLI SERVICES

The Securities Law Institute (SLI) is dedicated to assisting in the formation and follow up stages of Public and Non-Public Entities.  SLI specializes in assisting companies in “Going Public.”  Going Public is the process by which a business owned by one or several individuals or entities is converted into a business owned by many.  It involves the offering of part of the ownership of the company to the public through the sale of equity or debt securities to investors.  By Going Public a company enhances its corporate image while at the same time enhancing its ability to attract capital.

Securities Law Institute can assist in the following areas:

·         Corporate Formation
q          Pre-Incorporation Agreements
q          Share Purchase Agreements
q          Stock Option Agreements
q          Employment Agreements
q          Technology Agreements
q          Conducting Shareholders Meetings
q          Preparation of Corporate Minutes
q          Board of Directors Meetings Assistance
q          Directors and Officer Liability Insurance
q          Public Company Structuring & Analysis
q          Setting up Transfer Agent
q          Setting up Standard & Poors
q          Pre-Auditor Assistance
q          Shareholder Analysis/Audit
q          Market Maker Assistance

·         Public Company Filings
q          Initial & Direct Public Offerings (33 Act)

q          S-1 Filings

q          SB2 Filing

q          Initial Public Filing (34 Act)

q          Form 10

q          Form 10-SB

q          S-8 Registration

q          Public Reporting

q          10K/10KSB Preparation

q          10Q/10QSB Preparation

q          8-K Preparation

q          Insider/Principal Reporting (Forms 3,4,5)

·        National Association of Securities Dealers (NASD)

q       15c211 Preparation

q       Market Maker Assistance

q       Eligibility Compliance

·        National Association of Securities Dealers Automated Quotation (Nasdaq)

q       Applications

q       Eligibility Compliance

·        Rule 144

q       Opinions

q       Form 144

q       144 Affiliate Analysis

·        Merger & Acquisitions

q       Letter of Intent (LOIs)

q       Preparation of M&A Definitive Merger Agreement

q       Proxy Statements (14a and 14c filing)

q       Certificates of Merger

q       Due Diligence Assistance

·        Private Placement Memorandums (PPMs)

q       Rule 504 Registrations and Offerings

q       Rule 505 Offerings

q       Rule 506 Offerings

·        Convertible Debenture Documentation

·        Blue Sky Analysis

q       Blue Sky Review

q       Blue Sky Memorandums

·        Capital Formation

·        Reverse Mergers

q       12g3 Mergers

q       Corporate Trading Vehicles (CTV)

q    Corporate Reporting Vehicles (CRVs)