Beginning March 16, 2009 the
SEC will require all
companies or funds filing a
Form D notice or an
amendment to submit the form
electronically.
About Form D:
Form D
serves as the official
notice required to be filed
by companies, both public
and private, and funds that
have sold securities without
registration under the
Securities Act of 1933 in an
offering based on a
claim of exemption
under Rule 504, 505 or 506
of Regulation D or Section
4(6) of that statute.
The notice
must be filed within 15 days
after the first sale of
securities in the offering
based on the exemption. For
this purpose, the date of
first sale is the date on
which the first investor is
irrevocably contractually
committed to invest. If the
due date falls on a
Saturday, Sunday or holiday,
it is moved to the next
business day.
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